CT agency audit finds internal control deficiencies, instances of noncompliance with laws

The most recent audit of the state Department of Agriculture identified “internal control deficiencies and instances of ...
Vermont Business Magazine

Doug Hoffer: Common audit findings

Vermont Business Magazine The State Auditor’s Office (SAO) today released a report that summarizes common audit findings that ...
JD Supra

Assessing compliance internal controls under the COSO 2013 Internal Controls Framework

In the age of Coronavirus, it could well be time to assess your internal controls beyond a gap analysis. Consider what COSO says about assessing compliance internal controls. In its Illustrative Guide ...
JD Supra

HKEX Annual Review Reiterates Concerns Over Issuers' Deficiencies In Internal Controls

The annual Hong Kong Stock Exchange (HKEX) review of Issuers’ Annual Reports (Review) for 2022 found that deficiencies in internal controls remained a common underlying reason for modification of ...
Reuters

SEC charges QSGI CEO, former CFO over internal control failures

WASHINGTON, July 30 (Reuters) - U.S. regulators charged the chief executive and former chief financial officer of Florida-based computer equipment company QSGI Inc on Wednesday with misleading outside ...
Reuters

U.S. securities regulator reviewing internal 'control deficiency'

WASHINGTON, April 5 (Reuters) - The U.S. Securities and Exchange Commission (SEC) on Tuesday said it has identified a "control deficiency" that gave enforcement staff access to certain adjudicatory ...
Nasdaq

JPMorgan warns of potential fine over 'historical deficiencies' in internal controls

JPMorgan Chase & Co is facing a potential fine over "historical deficiencies" in internal controls in its role as an adviser to customers within its U.S. bank, it disclosed in a regulatory filing late ...