The violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its institutional target ...
In addition to the $40 million Vanguard agreed to pay to investors as part of a class action suit in November, the SEC now ...
Attorney General Anthony G. Brown announced today that the Office’s Securities Division, along with a task force of state ...
An investigation by the S.E.C. and several states found that the company had failed to notify investors of changes in the ...
Vanguard Group will pay $106.4 million to settle U.S. Securities and Exchange Commission charges alleging it failed to ...
The $106.41 million penalty will be paid out to hundreds of thousands of investors, whom investigators say Vanguard failed to ...
Vanguard group will pay $106.4 million to settle charges brought by the Securities and Exchange Commission and state ...
The mutual fund titan harmed investors by failing to disclose risks relating to capital gains distributions in its retail ...
Vanguard agreed to pay $106.4 million to the Securities and Exchange Commission Friday to settle charges for “misleading ...
New York AG secures $106M from Vanguard for not informing investors about changes leading to unexpected taxes.
Regulators penalized Vanguard over allegedly misleading statements after the company made changes to target-date funds that ...
The alleged violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its ...