The CFTC said it settled charges against introducing broker Piper Sandler Hedging Services LLC, ordering it to pay a US$2-million penalty, cease and desist from further violations, and tighten its ...

Looking ahead, Moody’s said it expects the Fed to lower rates by another 150 basis points by the end of 2025. “However, if ...

U.S. government finances are already under stress, and both presidential candidates are promising policies that will likely ...

This virtual roundtable will dig into the role ETFs can play in providing income for clients and the issues advisors need to ...

Mutual fund net sales slumped in August while ETFs held up better, according to the Investment Funds Institute of Canada ...

The rating agency reported that combined earnings per share (EPS) for S&P 500 companies were up 12.9% in the second quarter.

Earlier this week, the SEC announced a series of significant market structure reforms, including a planned reduction in the ...

The Bank of Canada began conducting research on a digital currency in 2020, including examining the implications of a digital ...

Industry associations are calling on the government to review the Canadian tax regime, arguing that increasingly complicated ...

Raymond James Ltd., the Canadian arm of Raymond James Financial Inc., and Winnipeg-based Conquest Planning Inc. partnered this month to provide Raymond James advisors with access to Conquest’s ...

Investment advisory firm Macquarie Investment Management Business Trust was sanctioned in a settlement with the U.S.

In a series of proposed rule changes, the Canadian Securities Administrators (CSA) are seeking to modernize certain aspects ...